Asset Management Policy Compliance
IF you are in the business of Financial Asset Management then our readymade company Policy Compliance System is the product for you! This application is designed to track all staff compliances in regard to government auditing policies. Audit tracking is set on all newly created document entries. Automatic email are sent to CCO’s or CEO’s of the business for verification. Reminders for period reporting is also automated. Complete user security is in place to identify document creators/editors. The following is a basic overview of the some of the screens and features of this easy to use and fully functional Policy Compliance application that will fit into the office environment of any Asset Management company.
Features Employee Details Business and Non-business Customer Details Gifts Received or Given Code of Ethics Proxy Voting Complaints Error Corrections Fairness Marketing Products Outsourcing Employee Expenses Fair Valuations Reports